UPDATE-March 24, 2016
Barry S. Brower is not currently registered with any broker dealer.
Our Original Post–March 6, 2015, Fair Oaks Ranch, Texas
Barry S. Brower, entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he exercised discretion over customer accounts and made trades without written authorization.
Brower was assessed a deferred fine of $10,000 and suspended from association with any FINRA member for five months.
According to FINRA records, Brower was registered with Ameriprise Financial in San Antonio, Texas, until March 2014.
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