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South Carolina Regulators Revoke Registration of Broker William B. Guido

South Carolina Regulators Revoke Registration of Broker William B. Guido

South Carolina Regulators Revoke Registration of Broker William B. Guido 150 150 Rex Securities Law

March 11, 2015-Mount Pleasant, South Carolina

The Securities Commissioner of South Carolina revoked, by default, the registration of William Benton Guido permanently barring him from engaging in the securities business in the State of South Carolina.

FINRA records indicate that Guido, who is not currently registered, was previously registered as follows:

  • LPL Financial                       3/2014-12/2014
  • FSC Securities                  12/20131-3/2014
  • Wells Fargo Advisors     2/2009-12/2013

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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