February 23, 2015
Gregory James Bolduc entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that while registered with UnionBanc Investment Services, he falsified the signatures of six customers on a total of 30 Mutual Fund Customer Disclosure and Acknowledgment forms which he submitted as authentic.
Bolduc was suspended for three months and fined $5,000.
According to FINRA records Bolduc was registered with UnionBanc Investment Services from 10/2012-10/2013 and with Securities America from 11/2013-11/2014.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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