February 23, 2015
Alen Alic entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that in September 2014, while working as a teller for JPMorgan Chase Bank, an affiliate of J.P. Morgan Securities, he misappropriated $3,000 from the bank by taking cash from his teller drawer and converting it to his personal use.
Alic was barred from associating with any FINRA member in any capacity.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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