In FINRA Case #2011028452701 , Kenneth Andrew Mauchin, a former Suntrust Investment Services Broker from Sanford, Florida, was barred from association with any FINRA member in any capacity. The sanction was based upon findings that Mauchin withdrew $23,750 from customer accounts and used the funds to purchase cashier’s checks that he deposited into an account that he controlled. The findings also state that Mauchin failed to appear for FINRA on the record testimony.
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