FINRA's Florida Stockbroker Disciplinary Actions-June 2012

The Financial Industry Regulatory Authority (FINRA) issues a report on disciplinary and other actions involving registered brokers, investment advisers and brokerage firms every month.

The significant actions involving brokers in the state of Florida can be found here.

Follow this link to the FINRA website for the entire report for the month of June 2012 as well as to access  earlier time periods.

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