FINRA's Florida Stockbroker Disciplinary Actions-June 2012

The Financial Industry Regulatory Authority (FINRA) issues a report on disciplinary and other actions involving registered brokers, investment advisers and brokerage firms every month.

The significant actions involving brokers in the state of Florida can be found here.

Follow this link to the FINRA website for the entire report for the month of June 2012 as well as to access  earlier time periods.

Rex Securities Law
Recovering investment losses for victims nationwide for over twenty years. If you have questions about losses in your brokerage account, please contact us.
561 391 1900

  • No trackbacks exist for this post.
  • No comments exist for this post.
Leave a comment

Comments are closed.